SEC Form 4 · accession 0001225208-18-011389
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Rinck
Officer — EVP and General Counsel
Period of report
May 31, 2018
Accepted (ET)
Jul 3, 2018 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | Jun 30, 2018 | M | 1,514 | $0.00 | A | 53,520 | D | |
| Class A Common | Jun 30, 2018 | F | 466 | $62.40 | D | 53,054 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F3,F5 | — | May 31, 2018 | A | 3,029 | A | — | — | Class A Common | 3,029 | 9,668 | D |
| Restricted Stock UnitsF3,F6 | — | Jun 20, 2018 | A | 3,414 | A | — | — | Class A Common | 3,414 | 13,082 | D |
| Restricted Stock UnitsF3,F7 | — | Jun 30, 2018 | M | 1,514 | D | — | — | Class A Common | 1,514 | 11,568 | D |
Explanation of responses
- F10.00
- F2Represents shares surrendered to cover withholding tax liability due upon vesting of restricted stock units.
- F3Restricted stock units convert into Class A common stock on a one-for-one basis.
- F4Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.
- F5The restricted stock units are subject to forfeiture until vested.
- F6Restricted stock units vest in four equal annual installments, beginning on April 30, 2019, and are subject to forfeiture under the terms and conditions of the grant.
- F7On May 31, 2018, the reporting person was granted 3,029 Restricted Stock Units vesting in equal amounts on June 30, 2018 and April 30, 2019.