SEC Form 4 · accession 0001225208-17-018525
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary M Rinck
Officer — EVP and General Counsel
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Dec 11, 2017 | M | 4,512 | $35.04 | A | 50,934 | D | |
| Class A Common | Dec 11, 2017 | S | 4,512 | $63.50 | D | 46,422 | D | |
| Class A Common | Dec 12, 2017 | M | 20,000 | $35.04 | A | 66,422 | D | |
| Class A CommonF1 | Dec 12, 2017 | S | 20,000 | $64.025 | D | 46,422 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $35.04 | Dec 11, 2017 | M | 4,512 | D | Apr 30, 2013 | Jun 24, 2019 | Class A Common | 4,512 | 20,000 | D |
| Non-Qualified Stock Options | $35.04 | Dec 12, 2017 | M | 20,000 | D | Apr 30, 2013 | Jun 24, 2019 | Class A Common | 20,000 | 0 | D |
Explanation of responses
- F1The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.05 per share, inclusive.