SEC Form 4 · accession 0001225208-17-018327
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A. Napack
Officer — President & CEO
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Dec 4, 2017 | A | 67,625 | A | — | — | Class A Common | 67,625 | 67,625 | D |
| Restricted Stock UnitsF1,F4,F3 | — | Dec 4, 2017 | A | 20,611 | A | — | — | Class A Common | 20,611 | 88,236 | D |
Explanation of responses
- F1Restricted stock units convert into Class A common stock on a one-for-one basis.
- F2On December 4, 2017, the reporting person was granted 67,625 restricted stock units, vesting in two equal annual installments beginning on December 4, 2018.
- F3Restricted stock units subject to forfeiture until vested.
- F4On December 4, 2017, the reporting person was granted 20,611 restricted stock units, vesting in four equal annual installments beginning on April 30, 2018.