SEC Form 4 · accession 0001225208-17-016204
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ella Balagula
Officer — EVP, Knowledge and Learning
Period of report
Oct 9, 2017
Accepted (ET)
Oct 11, 2017 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Oct 9, 2017 | A | 2,611 | A | — | — | Class A Common | 2,611 | 2,611 | D |
Explanation of responses
- F1Restricted Stock Units convert into Class A common stock on a one-for-one basis.
- F2Restricted Stock Units granted on October 9, 2017, vesting in four equal annual installments, beginning on April 30, 2018.
- F3Restricted Stock Units subject to forfeiture until vested.