SEC Form 4 · accession 0001225208-17-013920
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Sugerman
Officer — EVP, Talent Solutions
Period of report
Jun 22, 2016
Accepted (ET)
Aug 11, 2017 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF1,F2 | $0.00 | Jun 22, 2016 | A | 2,031 | A | — | — | Class A Common | 2,031 | 3,365 | D |
Explanation of responses
- F1Earned Performance Share Units convert into Class A common stock on a one-for-one basis upon vesting.
- F2Earned Performance Stock Units become exercisable 50% on April 30th just prior to the fourth anniversary of the date of the underlying performance stock unit grant and 50% on the following April 30th.
Remarks
Mr. Sugerman retired from the Company on July 31, 2017.