SEC Form 4 · accession 0001225208-17-012375
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Sugerman
Officer — EVP, Talent Solutions
Period of report
Jun 30, 2017
Accepted (ET)
Jul 6, 2017 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 30, 2017 | M | 3,770 | $0.00 | A | 5,185 | D | |
| Class A Common | Jun 30, 2017 | F | 1,555 | $52.75 | D | 3,630 | D | |
| Class A CommonF1 | Jul 5, 2017 | M | 2,200 | $0.00 | A | 5,830 | D | |
| Class A CommonF2 | Jul 5, 2017 | S | 2,200 | $52.507 | D | 3,630 | D | |
| Class A Common | Jul 5, 2017 | S | 3,630 | $52.45 | D | 0 | D | |
| Class A Common | holding | — | — | — | 100 | I | Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF3 | $0.00 | Jun 30, 2017 | M | 3,770 | D | — | — | Class A Common | 3,770 | 1,016 | D |
| Non-Qualified Stock OptionsF1,F4 | — | Jul 5, 2017 | M | 2,200 | D | — | Jun 24, 2023 | Class A Common | 2,200 | 2,200 | D |
Explanation of responses
- F1$39.53
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $52.505 and $52.550, inclusive.
- F3Restricted performance units convert into Class A common stock on a one-for-one basis.
- F4Options vest in equal increments on April 30th of the fourth and fifth anniversary year of the grant.