SEC Form 4 · accession 0001225208-17-011576
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kritzmacher
Officer — Exec VP and CFO
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jun 21, 2017 | A | 19,084 | A | — | — | Class A Common | 19,084 | 25,987 | D |
| Restricted Stock UnitsF1,F4,F3 | — | Jun 21, 2017 | A | 9,151 | A | — | — | Class A Common | 9,151 | 35,138 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- F2The restricted stock units vest in three equal annual installments beginning on April 30, 2018.
- F3The restricted stock units are subject to forfeiture until vested.
- F4The restricted stock units vest in four equal annual installments beginning on April 30, 2018.