SEC Form 4 · accession 0001225208-17-008023
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Allin
Officer — President and CEO
Period of report
Apr 12, 2017
Accepted (ET)
Apr 12, 2017 · 9:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Apr 12, 2017 | M | 3,500 | $48.46 | A | 8,343 | D | |
| Class A Common | Apr 12, 2017 | S | 3,400 | $51.7632 | D | 4,943 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $48.46 | Apr 12, 2017 | M | 3,500 | D | Apr 30, 2011 | Jun 27, 2017 | Class A Common | 3,500 | 0 | D |
Explanation of responses
- F1Represents shares sold to cover tax liability due upon exercise of the options.