SEC Form 4 · accession 0001225208-17-001113
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Semel
Officer — EVP, Chief Strategy Officer
Period of report
Jan 12, 2017
Accepted (ET)
Jan 13, 2017 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jan 12, 2017 | M | 4,100 | $48.06 | A | 8,850 | D | |
| Class A Common | Jan 12, 2017 | M | 3,150 | $49.55 | A | 12,000 | D | |
| Class A CommonF1 | Jan 12, 2017 | S | 7,250 | $57.05 | D | 4,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $49.55 | Jan 12, 2017 | M | 3,150 | D | Apr 30, 2015 | Jun 23, 2021 | Class A Common | 3,150 | 0 | D |
| Non-Qualified Stock Options | $48.06 | Jan 12, 2017 | M | 4,100 | D | Apr 30, 2016 | Jun 25, 2022 | Class A Common | 4,100 | 4,100 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 and $57.125, inclusive.