SEC Form 4 · accession 0001225208-16-035463
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan O'Neil
Officer — EVP, Knowledge and Learning
Period of report
Jun 22, 2016
Accepted (ET)
Jun 23, 2016 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A CommonF1 | holding | — | — | — | 750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jun 22, 2016 | A | 2,386 | A | — | — | Class A Common | 2,386 | 2,386 | D |
Explanation of responses
- F1Represents 750 unvested restricted shares granted on 6/21/2001 and vesting in equal amounts on April 30th of the 4th and 5th years after the grant.
- F2$0.00
- F3Restricted Stock Units Vest 25% on April 30 of each year after the grant.
- F4Restricted performance units subject to forfeiture until vested.