SEC Form 4 · accession 0001225208-16-035421
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Allin
Officer — President and CEO
Period of report
Jun 22, 2016
Accepted (ET)
Jun 23, 2016 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | holding | — | — | — | 4,843 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jun 22, 2016 | A | 15,043 | A | — | — | Class A Common | 15,043 | 17,343 | D |
Explanation of responses
- F1$0.00
- F2Restricted Stock Units vest 50% each on April 30th of the first and second anniversary of the grant year.
- F3Restricted performance units subject to forfeiture until vested.