SEC Form 4 · accession 0001225208-16-034565
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Sugerman
Officer — EVP, Talent Solutions
Period of report
May 2, 2016
Accepted (ET)
Jun 3, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | May 2, 2016 | M | 230 | $0.00 | A | 230 | D | |
| Class A Common | May 2, 2016 | F | 93 | $49.59 | D | 137 | D | |
| Class A Common | holding | — | — | — | 100 | I | Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | May 2, 2016 | M | 230 | D | — | Jun 24, 2025 | Class A Common | 230 | 690 | D |
Explanation of responses
- F1Restricted Stock Units vest 50% each on April 30th of the first and second anniversary of the grant year.