SEC Form 4 · accession 0001225208-15-019123
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kalpana Raina
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 2, 2015 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | $0.00 | Oct 1, 2015 | A | 1,962 | A | — | — | Class A Common | 1,962 | 11,455 | D |
Explanation of responses
- F1The phantom stock units were accrued under the John Wiley & Sons, Inc. Deferred Compensation Plan for Director's Compensation and are to be settled 100% in John Wiley & Sons, Inc. Class A Common Stock upon the reporting person's retirement.