SEC Form 4 · accession 0001225208-15-014422
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Reed Elfenbein
Officer — SVP, International Development
Period of report
Jun 24, 2015
Accepted (ET)
Jun 30, 2015 · 11:30 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $55.99 | Jun 24, 2015 | A | 4,490 | A | — | Jun 24, 2025 | Class A Common | 4,490 | 4,490 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 24, 2015 | A | 834 | A | — | — | Class A Common | 834 | 1,907 | D |
| Restricted Stock UnitsF3 | $0.00 | Jun 24, 2015 | A | 790 | A | — | — | Class A Common | 790 | 2,697 | D |
Explanation of responses
- F1Options issued under this grant vest ratably in equal amounts of 25% per year in years one through four, on April 30th following the initial award date and are subject to forfeiture under the terms and conditions of the grant.
- F2Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on 04/30/2016 and 04/30/2017 and are subject to forfeiture under the terms and conditions of the grant.
- F3RSUs vest ratably in equal amounts of 25% per year in years one through four, on April 30th following the initial award date and are subject to forfeiture under the terms and conditions of the grant.