SEC Form 4 · accession 0001225208-15-014415
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Allin
Officer — EVP & Chief Operating Officer
Period of report
Jun 24, 2015
Accepted (ET)
Jun 30, 2015 · 11:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $55.99 | Jun 24, 2015 | A | 33,820 | A | — | Apr 30, 2025 | Class A Common | 33,820 | 33,820 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 24, 2015 | A | 5,940 | A | — | — | Class A Common | 5,940 | 9,687 | D |
| Restricted Stock UnitsF3 | $0.00 | Jun 24, 2015 | A | 1,877 | A | — | — | Class A Common | 1,877 | 11,564 | D |
Explanation of responses
- F1Options issued under this grant vest ratably in equal amounts of 25% per year in years one through four, on April 30th following the initial award date and are subject to forfeiture under the terms and conditions of the grant.
- F2RSUs vest ratably in equal amounts of 25% per year in years one through four, on April 30th following the initial award date and are subject to forfeiture under the terms and conditions of the grant.
- F3Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal amounts on 04/30/2016 and 04/30/2017 and are subject to forfeiture under the terms and conditions of the grant.