SEC Form 4 · accession 0001225208-15-014116
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Semel
Officer — EVP, Chief Strategy Officer
Period of report
Jun 19, 2015
Accepted (ET)
Jun 19, 2015 · 3:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Jun 19, 2015 | M | 3,400 | $40.02 | A | 14,397 | D | |
| Class A Common | Jun 19, 2015 | M | 3,150 | $49.55 | A | 17,547 | D | |
| Class A Common | Jun 19, 2015 | S | 6,550 | $56.83 | D | 10,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $40.02 | Jun 19, 2015 | M | 3,400 | D | Apr 30, 2014 | Jun 23, 2020 | Class A Common | 3,400 | 0 | D |
| Non-Qualified Stock Options | $49.55 | Jun 19, 2015 | M | 3,150 | D | Apr 30, 2015 | Jun 23, 2021 | Class A Common | 3,150 | 3,150 | D |
| Restricted Stock UnitsF1,F2,F3 | $0.00 | Jun 19, 2015 | S | 997 | D | — | — | Class A Common | 997 | 637 | D |
Explanation of responses
- F1Converted on a 1-for-1 basis.
- F2Represents a settlement of Performance Stock Units granted as Restricted Stock Units vesting in equal parts; 50% on each of the fourth and fifth anniversaries of the original grant.
- F3Restricted Stock Units can be forfeited subject to the terms and conditions of the grant.