SEC Form 4 · accession 0001225208-15-011030
JOHN WILEY & SONS, INC. · WLY, WLYB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Smith
Officer — President and CEO · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000107140
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common | Apr 30, 2015 | M | 8,437 | $0.00 | A | 93,813 | D | |
| Class A Common | Apr 30, 2015 | M | 4,770 | $0.00 | A | 98,583 | D | |
| Class A Common | Apr 30, 2015 | F | 5,446 | $56.88 | D | 93,137 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Performance UnitsF1,F2 | $0.00 | Apr 30, 2015 | M | 8,437 | D | — | Jun 23, 2020 | Class A Common | 8,437 | 0 | D |
| Restricted Stock UnitsF1,F2 | $0.00 | Apr 30, 2015 | M | 4,770 | D | — | — | Class A Common | 4,770 | 11,870 | D |
Explanation of responses
- F11-for-1
- F2Restricted Performance Stock Units vest 50% of payout grant on each of the 4th and 5th anniversaries of the underlying Performance Stock Unit Grant.