SEC Form 4 · accession 0001437749-16-037581
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lyle Berman
Director
Period of report
Aug 12, 2016
Accepted (ET)
Aug 16, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2016 | S | 74,972 | $13.3546 | D | 1,760,482 | D | |
| Common StockF2 | Aug 15, 2016 | S | 102,641 | $13.4803 | D | 1,657,841 | D | |
| Common StockF3 | holding | — | — | — | 211,403 | I | By Berman Consulting Corporation | |
| Common StockF3 | holding | — | — | — | 156,880 | I | By Berman Consulting Corporation Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.30 to $13.40, inclusive. The Reporting Person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.30 to $13.66, inclusive.
- F3Berman Consulting Corporation is a corporation wholly owned by the Reporting Person.