SEC Form 4 · accession 0001209191-18-058831
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Lipparelli
Director
Period of report
Nov 14, 2018
Accepted (ET)
Nov 15, 2018 · 7:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2018 | M | 6,666 | $7.34 | A | 12,118 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.34 | Nov 14, 2018 | M | 6,666 | D | — | Aug 26, 2025 | Common Stock | 6,666 | 13,334 | D |
Explanation of responses
- F1The option vests in three equal annual installments beginning on August 27, 2016.