SEC Form 4 · accession 0001209191-18-033567
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Cope
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | May 23, 2018 | M | 15,000 | $4.79 | A | 73,821 | D | |
| Common stock | May 23, 2018 | M | 58,702 | $5.09 | A | 132,523 | D | |
| Common stock | May 23, 2018 | M | 9,334 | $5.09 | A | 141,857 | D | |
| Common stock | May 23, 2018 | F | 40,607 | $30.49 | D | 101,250 | D | |
| Common stockF1 | May 24, 2018 | S | 42,430 | $29.97 | D | 58,820 | D | |
| Common stock | holding | — | — | — | 5,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $4.79 | May 23, 2018 | M | 15,000 | D | — | Jan 27, 2019 | Common Stock | 15,000 | 0 | D |
| Stock Option (right to buy)F3 | $5.09 | May 23, 2018 | M | 58,702 | D | — | Sep 21, 2019 | Common Stock | 58,702 | 0 | D |
| Stock Option (right to buy)F4 | $5.09 | May 23, 2018 | M | 9,334 | D | — | Sep 21, 2019 | Common Stock | 9,334 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $30.13. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4.
- F2The options, representing a right to purchase a total of 15,000 shares, became exercisable in three equal annual installments beginning on January 28, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
- F3The options, representing a right to purchase a total of 58,702 shares, became exercisable in two equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
- F4The options, representing a right to purchase a total of 9,334 shares, became exercisable in five equal annual installments beginning on September 22, 2010, which was the first anniversary of the date on which the options were granted. The options were due to expire in 2019.
Remarks
EXHIBIT LIST Exhibit 24 - Power of Attorney