SEC Form 4 · accession 0001209191-18-020258
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake L Sartini
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | A | 43,890 | $0.00 | A | 43,890 | D | |
| Common StockF2 | holding | — | — | — | 6,292,887 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2019, one third on 3/14/2020 and one third on 3/14/2021.
- F2Shares are owned directly by The Blake L. Sartini and Delise F. Sartini Family Trust, of which Mr. Sartini is a co-trustee.
Remarks
EXHIBIT LIST Exhibit 24 - Power of Attorney