SEC Form 4 · accession 0001209191-18-020256
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake L Sartini II
Officer — SVP of Distributed Gaming
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2018 | A | 9,327 | $0.00 | A | 9,327 | D | |
| Common StockF2 | holding | — | — | — | 750,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents time-based restricted stock units ("RSUs"), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2019, one third on 3/14/2020 and one third on 3/14/2021.
- F2Shares are held by D'Oro Holdings, LLC, of which Mr. Sartini II is the sole manager. Certain family trusts, of which Mr. Sartini II is the trustee, are the sole members of D'Oro Holdings, LLC. Mr. Sartini II disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Remarks
EXHIBIT LIST Exhibit 24 - Power of Attorney