SEC Form 4 · accession 0001209191-17-001001
GOLDEN ENTERTAINMENT, INC. · GDEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Anthony Vecchiarelli
Officer — SVP Finance and Accounting
Period of report
Jan 3, 2017
Accepted (ET)
Jan 4, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001071255
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $12.29 | Jan 3, 2017 | A | 100,000 | A | — | Jan 2, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F11/4 of the total number of shares of common stock subject to the option vest on 01/03/18, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 01/03/18. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 4.20(b)(i), (iii) or (iv) of the Stock Option Grant Notice and Stock Option Agreement under the Golden Entertainment, Inc. Amended and Restated 2007 Stock Option and Compensation Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.