SEC Form 4 · accession 0001209191-18-046620
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Overby
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 14, 2018 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 13, 2018 | M | 15,820 | $13.15 | A | 57,067 | D | |
| Common StockF1 | Aug 13, 2018 | M | 14,282 | $17.66 | A | 71,349 | D | |
| Common StockF1 | Aug 13, 2018 | M | 5,722 | $22.42 | A | 77,071 | D | |
| Common StockF1 | Aug 13, 2018 | M | 7,888 | $22.34 | A | 84,959 | D | |
| Common StockF2 | Aug 13, 2018 | S | 43,712 | $25.2611 | D | 41,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F3 | $13.15 | Aug 13, 2018 | S | 15,820 | D | May 14, 2010 | May 14, 2019 | Common Stock | 15,820 | 69,139 | D |
| Stock Option (Right to Buy)F1,F3 | $17.66 | Aug 13, 2018 | S | 14,282 | D | May 13, 2011 | May 13, 2020 | Common Stock | 14,282 | 54,857 | D |
| Stock Option (Right to Buy)F1,F3 | $22.42 | Aug 13, 2018 | S | 5,722 | D | May 12, 2012 | May 12, 2021 | Common Stock | 5,722 | 49,135 | D |
| Stock Option (Right to Buy)F1,F3 | $22.34 | Aug 13, 2018 | S | 7,888 | D | Mar 16, 2013 | Mar 16, 2022 | Common Stock | 7,888 | 41,247 | D |
Explanation of responses
- F1As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid in connection with our REIT conversion to stockholders of record on April 19, 2013.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.02 to $25.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3Option vests in full on the first anniversary date of the grant.