SEC Form 4 · accession 0001209191-17-027342
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Garfinkle
Officer — EVP & Chief Financial Officer
Period of report
Apr 17, 2017
Accepted (ET)
Apr 18, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 17, 2017 | M | 10,000 | $22.72 | A | 94,106 | D | |
| Common Stock | Apr 17, 2017 | S | 10,000 | $33.2176 | D | 84,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $22.72 | Apr 17, 2017 | S | 4,002 | D | Feb 20, 2009 | Feb 20, 2018 | Common Stock | 4,002 | 90,104 | D |
| Employee Stock Option (Right to Buy)F1 | $22.72 | Apr 17, 2017 | S | 4,002 | D | Feb 20, 2010 | Feb 20, 2018 | Common Stock | 4,002 | 86,102 | D |
| Employee Stock Option (Right to Buy)F1 | $22.72 | Apr 17, 2017 | S | 1,996 | D | Feb 20, 2011 | Feb 20, 2018 | Common Stock | 1,996 | 84,106 | D |
Explanation of responses
- F1As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid in connection with our REIT conversion to stockholders of record on April 19, 2013.
Remarks
Exercise of employee stock options and sale of stock acquired upon exercise pursuant to Rule 10b5-1 trading plan.