SEC Form 4 · accession 0001209191-17-010048
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Michael Jacobi
Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2017 | S | 63,896 | $30.7382 | D | 17,390 | D | |
| Common StockF2 | Feb 13, 2017 | M | 14,105 | $25.84 | A | 31,495 | D | |
| Common Stock | Feb 13, 2017 | S | 14,105 | $31.3984 | D | 17,390 | D | |
| Common StockF2 | Feb 13, 2017 | M | 15,820 | $21.94 | A | 33,210 | D | |
| Common Stock | Feb 13, 2017 | S | 15,820 | $31.3984 | D | 17,390 | D | |
| Common StockF2 | Feb 13, 2017 | M | 5,722 | $22.42 | A | 23,112 | D | |
| Common Stock | Feb 13, 2017 | S | 5,722 | $31.3984 | D | 17,390 | D | |
| Common StockF2 | Feb 13, 2017 | M | 7,888 | $22.34 | A | 25,278 | D | |
| Common Stock | Feb 13, 2017 | S | 7,888 | $31.3984 | D | 17,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F2 | $25.84 | Feb 13, 2017 | M | 14,105 | D | May 10, 2008 | May 10, 2017 | CXW Common Stock | 14,105 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F2 | $21.94 | Feb 13, 2017 | M | 15,820 | D | May 16, 2009 | May 16, 2018 | CXW Common Stock | 15,820 | 0 | D |
| Non-employee Director Stock Option (Right to Buy)F2 | $22.42 | Feb 13, 2017 | M | 5,722 | D | May 12, 2012 | May 12, 2021 | CXW Common Stock | 5,722 | 0 | D |
| Non-Employee Director Stock Option (Right to Buy)F2 | $22.34 | Feb 13, 2017 | M | 7,888 | D | Mar 16, 2013 | Mar 16, 2022 | CXW Common Stock | 7,888 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $30.70 to $30.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid to stockholders of record on April 19, 2013 in connection with the Issuer's REIT conversion.