SEC Form 4 · accession 0001209191-16-088561
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Garfinkle
Officer — EVP & Chief Financial Officer
Period of report
Jan 4, 2016
Accepted (ET)
Jan 5, 2016 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2016 | M | 11,345 | $12.14 | A | 63,251 | D | |
| Common Stock | Jan 4, 2016 | S | 11,345 | $26.24 | D | 51,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $12.14 | Jan 4, 2016 | M | 11,345 | D | — | Feb 15, 2016 | Common Stock | 11,345 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2015.
- F2The option vested in four equal annual installments on February 15, 2007, 2008, 2009 and 2010.