SEC Form 4 · accession 0001209191-15-067576
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve E Groom
Officer — EVP, GENERAL COUNSEL & SECY.
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | M | 13,500 | $22.34 | A | 83,235 | D | |
| Common StockF2 | Aug 20, 2015 | S | 13,500 | $31.2106 | D | 69,735 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $22.34 | Aug 20, 2015 | M | 13,500 | D | Mar 16, 2015 | Mar 16, 2022 | Common Stock | 13,500 | 4,907 | D |
Explanation of responses
- F1As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid to stockholders of record on April 19, 2013 in connection with the Issuer's REIT conversion.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.15 to $31.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.