SEC Form 5 · accession 0001209191-15-014132
CoreCivic, Inc. · CXW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles L Overby
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070985
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CXW COMMON STOCKF1 | Nov 17, 2014 | M | 14,105 | $25.84 | A | 34,976 | D | |
| CXW COMMON STOCK | Nov 17, 2014 | F | 10,125 | $36.00 | D | 24,671 | D | |
| CXW COMMON STOCKF2 | Dec 3, 2014 | G | 1,000 | $0.00 | D | 23,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F1,F3 | $25.84 | Nov 17, 2014 | M | 14,105 | D | — | May 10, 2017 | COMMON STOCK | 14,105 | 0 | D |
Explanation of responses
- F1As adjusted to reflect an increase in the number of shares underlying the option and a decrease in the per share exercise price of such option as a result of the special dividend paid in connection with our REIT conversion to stockholders of record on April 19, 2013.
- F2Includes 3,242 restricted stock units, each representing a contingent right to receive one share of the Issuer's common stock.
- F3The option became fully vested on May 10, 2008.