SEC Form 4 · accession 0001070750-18-000132
HOST HOTELS & RESORTS, INC. · HST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon H Smith
Director
Period of report
Jul 16, 2018
Accepted (ET)
Jul 18, 2018 · 11:48 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units Div. Equiv. Rights-Lump Sum VestingF1,F2 | — | Jul 16, 2018 | A | 591 | A | — | — | Common Stock | 591 | 9,038 | D |
| Deferred Stock Units-Lump Sum VestingF4,F3 | — | holding | — | — | — | — | — | Common Stock | 53,627 | 53,627 | D |
Explanation of responses
- F1Each dividend equivalent right represents the right to receive one share of common stock of the Issuer.
- F2The dividend equivalent rights accrued on deferred stock units held by the reporting person and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Issuer's Non-Employee Directors' Deferred Stock Compensation Plan (the "Plan").
- F3The deferred stock units are fully vested and will be settled in shares of the Issuer's common stock on a date selected by the reporting person pursuant to the Plan.
- F4Each deferred stock unit represents the right to receive one share of common stock of the Issuer.
Remarks
*** EXPLANATORY NOTE:*** The number of shares of Common Stock reported in Table I excludes securities now reported as an equal number of Deferred Stock Units and Dividend Equivalents Rights in Table II.