SEC Form 4 · accession 0001070750-17-000024
HOST HOTELS & RESORTS, INC. · HST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James F Risoleo
Officer — President and CEO
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | J | 26,971 | $18.33 | A | 163,600 | D | |
| Common Stock | Feb 8, 2017 | F | 13,338 | $18.33 | D | 150,262 | D | |
| Restricted Stock | Feb 8, 2017 | J | 26,971 | $18.33 | D | 65,502 | D | |
| Restricted Stock | Feb 8, 2017 | J | 65,502 | $18.33 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2012 | Jan 20, 2022 | Common Stock | 7,110 | 7,110 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2013 | Feb 5, 2023 | Common Stock | 12,467 | 12,467 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2014 | Jan 22, 2024 | Common Stock | 11,668 | 11,668 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2015 | Jan 15, 2025 | Common Stock | 10,543 | 10,543 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2015 | Apr 15, 2025 | Common Stock | 4,128 | 4,128 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2016 | Feb 4, 2026 | Common Stock | 28,136 | 28,136 | D |
Explanation of responses
- F1This transaction represents the release of restrictions on shares of restricted stock which vested based on 2016 performance and inclusion of such shares into unrestricted common stock. Shares that did not vest based on performance criteria were forfeited.
- F2This transaction represents the forfeiture of the restricted stock shares under the Comprehensive Stock Plan program for the performance year 2016.