SEC Form 4 · accession 0001070750-16-000147
HOST HOTELS & RESORTS, INC. · HST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory J Larson
Officer — EVP and Chief Financial Office
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070750
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | J | 30,236 | $14.20 | A | 180,256 | D | |
| Common Stock | Feb 4, 2016 | F | 15,327 | $14.20 | D | 164,929 | D | |
| Restricted Stock | Feb 4, 2016 | A | 133,696 | $14.20 | A | 227,188 | D | |
| Restricted Stock | Feb 4, 2016 | J | 30,236 | $14.20 | D | 196,952 | D | |
| Restricted Stock | Feb 4, 2016 | J | 63,256 | $14.20 | D | 133,696 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $0.00 | Feb 4, 2016 | A | 40,678 | A | Dec 31, 2016 | Feb 4, 2026 | Common Stock | 40,678 | 40,678 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Jan 22, 2014 | Jan 22, 2024 | Common Stock | 25,586 | 25,586 | D |
| Non-Qualified Stock Option (right to buy) | $0.00 | holding | — | — | — | Dec 31, 2015 | Jan 15, 2025 | Common Stock | 23,121 | 23,121 | D |
Explanation of responses
- F1This transaction represents the release of restrictions on shares of restricted stock which vested based on 2015 performance and inclusion of such shares into unrestricted common stock. Shares that did not vest based on performance criteria were forfeited.
- F21 year Performance Grant eligible for release based on satisfaction of performance objectives for 2016.
- F3Restricted Stock Shares forfeited due to failure to satisfy 2015 performance measures.