SEC Form 4 · accession 0001140361-15-029035
Raptor Pharmaceutical Corp · RPTP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashley C. Gould
Officer — SVP Gen Counsel-CorpGovernance
Period of report
Jul 28, 2015
Accepted (ET)
Jul 29, 2015 · 9:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070698
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 28, 2015 | A | 33,252 | $0.00 | A | 33,252 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock options (right to buy)F2 | $13.77 | Jul 28, 2015 | A | 115,500 | A | — | Jul 28, 2025 | Common Stock | 115,500 | 115,500 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs"). The Reporting Person is entitled to one (1) share of common stock for each one (1) RSU upon the vesting thereof. The RSUs will vest 1/4th on each annual anniversary of the vesting commencement date of July 15, 2015.
- F2Stock options vest 6/48ths on the six month anniversary of vesting commencement date from July 15, 2015 and 1/48th per month thereafter.