SEC Form 4 · accession 0001209191-18-063828
CF BANKSHARES INC. · CFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Ash
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 1:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070680
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock 15346Q 400F1,F2 | Dec 19, 2018 | A | 3,800 | $0.00 | A | 19,074 | D | |
| Common Stock 15346Q 400F2 | Dec 19, 2018 | X | 145 | $10.18 | A | 19,219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants 15346Q 400 | $10.18 | Dec 19, 2018 | X | 145 | D | May 12, 2014 | Jul 15, 2019 | Common Stock | 145 | 0 | D |
Explanation of responses
- F1Represents shares of common stock underlying restricted stock awards granted under the Central Federal Corporation 2009 Equity Compensation Plan, which are subject to vesting over a three-year period.
- F2Reflects 1-for-5.5 reverse stock split of Central Federal Corporation's common stock effective August 20, 2018.