SEC Form 4 · accession 0001209191-16-154185
CF BANKSHARES INC. · CFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy T O'Dell
Officer — CEO · Director
Period of report
Dec 7, 2016
Accepted (ET)
Dec 8, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070680
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Warrants | $1.85 | Dec 7, 2016 | P | 16,000 | A | Dec 7, 2016 | Jul 15, 2019 | Common Stock | 16,000 | 38,000 | D |
| Series B 6.25% Preferred StockF1 | $1.75 | Dec 7, 2016 | P | 8,000 | A | Dec 7, 2016 | — | Common Stock | 114,286 | 22,400 | D |
Explanation of responses
- F1The Series B Preferred Stock is convertible into common stock at anytime, on or after July 15, 2014, and has no expiration date.