SEC Form 4 · accession 0001140361-16-090560
GREENE COUNTY BANCORP INC · GCBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle M Plummer
Officer — EVP, COO & CFO
Period of report
Dec 20, 2016
Accepted (ET)
Dec 22, 2016 · 11:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070524
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 20, 2016 | M | 10,000 | $6.25 | A | 44,140 | D | |
| Common StockF1,F2 | holding | — | — | — | 20,292 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $6.25 | Dec 20, 2016 | M | 10,000 | D | Jun 30, 2009 | Aug 19, 2018 | Common Stock | 10,000 | 24,570 | D |
Explanation of responses
- F1Number of shares beneficially owned has been adjusted to account for the recent 2-for-1 stock split effective March 15, 2016.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.