SEC Form 3 · accession 0001209191-18-058051
ACADIA PHARMACEUTICALS INC · ACAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Alejandro Miller
Officer — Controller & PAO
Period of report
Nov 2, 2018
Accepted (ET)
Nov 9, 2018 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $20.65 | holding | — | — | — | — | May 29, 2024 | Common Stock | 7,500 | — | D |
| Employee Stock Option (Right to Buy)F2 | $32.28 | holding | — | — | — | — | Jan 25, 2025 | Common Stock | 3,900 | — | D |
| Employee Stock Option (Right to Buy)F3 | $29.24 | holding | — | — | — | — | Jan 5, 2026 | Common Stock | 6,615 | — | D |
| Employee Stock Option (Right to Buy)F4 | $36.54 | holding | — | — | — | — | Mar 7, 2027 | Common Stock | 7,350 | — | D |
| Employee Stock Option (Right to Buy)F5 | $35.80 | holding | — | — | — | — | Sep 6, 2027 | Common Stock | 9,187 | — | D |
| Employee Stock Option (Right to Buy)F6 | $16.50 | holding | — | — | — | — | Apr 6, 2028 | Common Stock | 5,570 | — | D |
| Employee Stock Option (Right to Buy)F7 | $21.28 | holding | — | — | — | — | Oct 14, 2028 | Common Stock | 3,342 | — | D |
| Restricted Stock UnitsF9,F8 | — | holding | — | — | — | — | — | Common Stock | 1,671 | — | D |
Explanation of responses
- F1This option is fully vested and exercisable.
- F225% of the shares subject to the Stock Option vested and became exercisable on January 1, 2016, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F325% of the shares subject to the Stock Option vested and became exercisable on January 1, 2017, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F425% of the shares subject to the Stock Option vested and became exercisable on March 8, 2018, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F525% of the shares subject to the Stock Option vested and became exercisable on September 7, 2018, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F625% of the shares subject to the Stock Option vest and become exercisable on April 7, 2019, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F725% of the shares subject to the Stock Option vest and become exercisable on October 15, 2019, and the remaining shares vest and become exercisable in 36 equal monthly installments thereafter.
- F8The restricted stock units vest in four equal annual installments beginning October 15, 2019.
- F9Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.