SEC Form 4 · accession 0001615619-19-000020
PLAINS ALL AMERICAN PIPELINE LP · PAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Herbold
Officer — Sr. VP and Chief Acctg Officer
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Feb 14, 2019 | M | 7,500 | $0.00 | A | 41,727 | D | |
| Common Units | Feb 14, 2019 | F | 1,972 | $23.80 | D | 39,755 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Feb 14, 2019 | M | 7,500 | D | Feb 14, 2019 | — | Common Units | 7,500 | 7,500 | D |
Explanation of responses
- F11-for-1 Common Units for Phantom Units granted under long-term incentive plan.
- F2N/A