SEC Form 4 · accession 0001615619-17-000083
PLAINS ALL AMERICAN PIPELINE LP · PAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Al Swanson
Officer — Executive VP & CFO
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Aug 14, 2017 | M | 33,334 | $0.00 | A | 134,332 | D | |
| Common Units | Aug 14, 2017 | F | 9,117 | $20.40 | D | 125,215 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Aug 14, 2017 | M | 33,334 | D | Aug 14, 2017 | — | Common Units | 33,334 | 33,333 | D |
Explanation of responses
- F11-for-1 Common Units for Phantom Units granted under long-term incentive plan.
- F2N/A