SEC Form 4 · accession 0001615619-17-000077
PLAINS ALL AMERICAN PIPELINE LP · PAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Herbold
Officer — VP-Acctg & Chief Acctg Officer
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Units | Aug 14, 2017 | M | 14,000 | $0.00 | A | 48,227 | D | |
| Common Units | Aug 14, 2017 | F | 3,829 | $20.40 | D | 44,398 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2 | — | Aug 14, 2017 | M | 14,000 | D | Aug 14, 2017 | — | Common Units | 14,000 | 14,000 | D |
Explanation of responses
- F11-for-1 Common Units for Phantom Units granted under long-term incentive plan.
- F2N/A