SEC Form 4 · accession 0001615619-16-000122
PLAINS ALL AMERICAN PIPELINE LP · PAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Al Swanson
Officer — Executive VP & CFO
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Dec 1, 2016 | S | 43,551 | $32.36 | D | 122,447 | D | |
| Common UnitsF2 | Dec 1, 2016 | S | 21,449 | $33.48 | D | 100,998 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. The units were sold in multiple transactions at prices ranging from $32.30 to $32.435. The Reporting Person undertakes to provide to the SEC staff, the Issuer or any unitholder of the Issuer, upon request, full information regarding the number of units sold at each separate price.
- F2The price in column 4 is a weighted average price. The units were sold in multiple transactions at prices ranging from $33.01 to $33.66. The Reporting Person undertakes to provide to the SEC staff, the Issuer or any unitholder of the Issuer, upon request, full information regarding the number of units sold at each separate price.