SEC Form 4/A · accession 0001615619-16-000100
PLAINS ALL AMERICAN PIPELINE LP · PAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel J Nerbonne
Officer — EVP - Operations & Engineering
Period of report
Aug 25, 2016
Accepted (ET)
Oct 13, 2016 · 1:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070423
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF1,F2,F3 | — | Aug 25, 2016 | A | 25,000 | A | — | — | Common Units | 25,000 | 25,000 | D |
Explanation of responses
- F1This Form 4 is being filed to correct the vesting terms of Phantom Units granted under Long-Term Incentive Plan (includes associated distribution equivalent rights (payable in cash)). The corrected vesting terms are described in footnote (3) below.
- F2One common unit is deliverable, upon vesting, for each phantom unit that vests.
- F3These phantom units will vest 100% on December 14, 2018.