SEC Form 4 · accession 0001209191-15-068074
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Kristopher Hagedorn
Officer — Controller
Period of report
Aug 24, 2015
Accepted (ET)
Aug 26, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 par value per shareF1,F2 | Aug 24, 2015 | A | 0 | $0.00 | A | 2,384 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units. The amount of dividend equivalent rights earned by the reporting person equaled less than a whole share, and was rounded down pursuant to the terms of the restricted stock unit award agreement under the Equity Incentive Plan.
- F2Of the 2,384 shares owned directly, 2,269 are restricted stock units (including dividend equivalent rights). Due to a clerical error made on the reporting person's Form 3 filed on 07/21/15, both the amount of securities beneficially owned along with the footnote disclosure related to the restricted stock units owned by the reporting person were overstated.