SEC Form 4 · accession 0001209191-15-068070
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
N J Deiuliis
Officer — President and CEO · Director
Period of report
Jul 2, 2015
Accepted (ET)
Aug 26, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $0.01 par value per share | Aug 7, 2015 | G | 40,072 | $0.00 | D | 312,435 | D | |
| Common Shares, $0.01 par value per share | Jul 2, 2015 | G | 11,971 | $0.00 | A | 324,406 | D | |
| Common Shares, $0.01 par value per shareF1,F2 | Aug 24, 2015 | A | 99 | $0.00 | A | 324,505 | D | |
| Common Shares, $0.01 par value per share | Aug 7, 2015 | G | 40,072 | $0.00 | A | 40,072 | I | By 2015-2 GRAT |
| Common Shares, $0.01 par value per share | Jul 2, 2015 | G | 11,971 | $0.00 | D | 3,029 | I | By 2014-1 GRAT |
| Common Shares, $0.01 par value per share | holding | — | — | — | 12,599 | I | By 2013-2 GRAT | |
| Common Shares, $0.01 par value per share | holding | — | — | — | 30,000 | I | By 2014-2 GRAT | |
| Common Shares, $0.01 par value per share | holding | — | — | — | 30,000 | I | By 2015-1 GRAT | |
| Common Shares, $0.01 par value per shareF3 | holding | — | — | — | 1,098 | I | By Trust for Daughters |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
- F2Of the 324,505 shares owned directly, 120,259 are restricted stock units (including dividend equivalent rights).
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for the purposes of Section 16 or for any other purpose.