SEC Form 4 · accession 0001209191-15-065371
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William N Thorndike Jr.
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Aug 7, 2015 | P | 4,600 | $14.237 | A | 16,988 | D | |
| Common shares, $0.01 par value per shareF2,F3 | Aug 7, 2015 | P | 45,400 | $13.4582 | A | 62,388 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average of 12 open-market purchase transactions ranging from $14.10 to $14.44 per share. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
- F2Represents the weighted average of 193 open-market purchase transactions ranging from $13.08 to $14.01 per share. The reporting person agrees to provide full information regarding the number of shares purchased at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
- F3Of the 62,388 shares owned directly, 5,452 are deferred stock units and 6,936 are restricted stock units (including dividend equivalent rights).