SEC Form 4 · accession 0001181431-15-006221

CNX Resources Corp · CNX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Operating Officer - Coal

Period of report

Apr 27, 2015

Accepted (ET)

Apr 29, 2015 · 4:48 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001070412

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common shares, $0.01 par value per share	Apr 27, 2015	M	1,104	$22.75	A	46,337	D
Common shares, $0.01 par value per share^F2,F3	Apr 27, 2015	S	1,104	$29.96	D	45,233	D
Common shares, $0.01 par value per share^F4	holding	—	—		—	19,730	I	By 401 (k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F5	$22.75	Apr 27, 2015	M	1,104	D	—	May 3, 2015	Common shares, $0.01 par value per share	1,104	0	D

F1Transaction effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2015.
F2The sale relates to shares underlying stock options that are scheduled to expire next month (May 3, 2015). The price of $29.96 represents the weighted average of ten open-market sale transactions ranging in price from $29.67 to $30.30. The reporting person agrees to provide full information regarding the number of shares sold at each separate price paid if requested by the SEC staff, the Company or a security holder of the Company.
F3Of the 45,233 shares owned directly, 28,820 are restricted stock units (including dividend equivalent rights).
F4This number includes 582 shares acquired by the reporting person's 401 (k) account since February 3, 2015.
F5Stock option grant provides that options vest 25% per year beginning on May 3, 2006.