SEC Form 4 · accession 0001181431-15-004232
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Powell
Director
Period of report
Mar 4, 2015
Accepted (ET)
Mar 6, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per share | Mar 4, 2015 | M | 5,000 | $22.75 | A | 38,056 | D | |
| Common shares, $0.01 par value per shareF1 | Mar 4, 2015 | F | 3,756 | $30.29 | D | 34,300 | D | |
| Common shares, $0.01 par value per shareF2,F3 | Mar 5, 2015 | A | 46 | $0.00 | A | 34,346 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $22.75 | Mar 4, 2015 | M | 5,000 | D | — | May 3, 2015 | Common shares, $0.01 par value per share | 5,000 | 0 | D |
Explanation of responses
- F1Represents shares withheld to pay the exercise price of the stock option in connection with he exercise of the option.
- F2Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
- F3Of the 34,346 shares owned directly, 24,015 are restricted stock units and deferred shares (including dividend equivalent rights).
- F4Stock option grant provides that options vest 33% per year beginning on May 3, 2006.