SEC Form 4 · accession 0001181431-15-001921
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Brock
Officer — Chief Operating Officer - Coal
Period of report
Jan 30, 2015
Accepted (ET)
Feb 3, 2015 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 30, 2015 | A | 11,659 | $0.00 | A | 46,241 | D | |
| Common shares, $0.01 par value per shareF2,F3 | Jan 30, 2015 | F | 1,064 | $28.95 | D | 45,177 | D | |
| Common shares, $0.01 par value per share | holding | — | — | — | 19,148 | I | By 401 (K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- F2Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to him.
- F3Of the 45,177 shares owned directly, 28,764 are restricted stock units (including dividend equivalent rights).