SEC Form 3 · accession 0001070412-19-000028
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrea D. Passman
Officer — Sr VP Engineering & Operations
Period of report
Feb 8, 2019
Accepted (ET)
Feb 14, 2019 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | holding | — | — | — | 190,471 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $6.87 | holding | — | — | — | — | Jan 29, 2026 | Common shares, $0.01 par value per share | 11,270 | — | D |
Explanation of responses
- F1Of the 190,471 shares owned directly, 164,278 are restricted stock units (including dividend equivalent rights).
- F2The stock option grant provides that the options vest and become exercisable one-third per year beginning on January 29, 2017.