SEC Form 4 · accession 0001070412-19-000016
CNX Resources Corp · CNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W. Rush
Officer — EVP & Chief Financial Officer
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001070412
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares, $0.01 par value per shareF1 | Jan 30, 2019 | A | 2,396 | $0.00 | A | 110,185 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 682 | $13.53 | D | 109,503 | D | |
| Common shares, $0.01 par value per shareF3 | Jan 30, 2019 | A | 2,822 | $0.00 | A | 112,325 | D | |
| Common shares, $0.01 par value per shareF2 | Jan 30, 2019 | F | 1,104 | $13.53 | D | 111,221 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 30, 2019 | F | 1,386 | $13.53 | D | 109,835 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 30, 2019 | F | 3,314 | $13.53 | D | 106,521 | D | |
| Common shares, $0.01 par value per shareF4 | Jan 31, 2019 | F | 444 | $12.14 | D | 106,077 | D | |
| Common shares, $0.01 par value per shareF5,F6 | Jan 31, 2019 | A | 50,412 | $0.00 | A | 156,489 | D | |
| Common shares, $0.01 par value per share | holding | — | — | — | 3,118 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period.
- F2Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him.
- F3Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period.
- F4Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him.
- F5Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- F6Of the 156,489 shares owned directly, 120,112 are restricted stock units (including dividend equivalent rights).